Conflict of Interest Management Policy
In accordance with the requirements of the General Code of Conduct for
authorised Financial Service Providers as published in Board Notice 80 of
2003 and amended by Board Notice No 43 of 2008 and Board Notice No 58 of
2010, we disclose as follows:
We have no conflict of interest with regard to:
- any financial interest;
- any ownership interests, or
- any relationship with a third party
that might, in rendering a financial service to a client:
a) influence the objective performance of my obligations to my clients; or
b) prevent me from providing an unbiased and fair financial service in the interest of my clients.
We have no financial
interest, ownership interest or relationship with a third party, that
constitutes a conflict of interest, as defined in Board Notice No 58 of
2010, in providing a distribution channel for financial services.
The FSPs have put in place processes, procedures and internal controls
to prevent any "immaterial financial interest", i.e. an incentive
with a value in excess of R1000 in any calendar year, being received by the
business in the course of providing financial services to its clients. In
the event of an immaterial financial interest in excess of the R1000 being
received in any calendar year, this would be disclosed to clients in the
Annual Financial Statements and Compliance Reports of the business
This Conflict of Interest Management Policy is displayed at all times on the website of the
FSP - www.etfsa.co.za
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